Joel Faircloth

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-05-09

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Raymond James Financial Services, Inc.	Arvada	CO	04/2016	01/2021
Raymond James Financial Services Advisors Inc.	Arvada	CO	06/2016	01/2021
Aspen Wealth Strategies	Arvada	CO	01/2021	04/2021
Matthew Lytell	Tampa	FL	05/2021	Present
Northwestern Mutual Investment Services Llc	Tampa	FL	06/2021	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	07/2021	Present

2021-01-11 → 2021-04-16

Aspen Wealth Strategies, Llc

Arvada, CO
2016-06-03 → 2021-01-26

Raymond James Financial Services Advisors, Inc

Arvada, CO

Arvada, CO

Arvada, CO

Boulder, CO
2014-02-11 → 2016-08-08

George R. Pierce & Associates, Llc

Seattle, WA
2016-02-04 → 2016-05-03

Coldstream Wealth Management

Seattle, WA

Bellevue, WA
2013-10-01 → 2016-02-09

Lpl Financial Llc

Seattle, WA
2012-04-10 → 2014-02-12

Mcgee Wealth Management, Inc.

Portland, OR
2010-09-28 → 2011-12-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
2009-09-29 → 2010-09-27

Lincoln Investment

Horsham, PA
2004-07-26 → 2004-11-23

Merrill Lynch Investment Managers Lp

Pennington, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-16
S63	Uniform Securities Agent State Law Examination	1998-09-19

Other Firms