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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-04-29 |
| NC | RA | APPROVED | 2001-12-31 |
| SC | RA | APPROVED | 1998-09-30 |
Branch Locations
35 Haywood St Ste 206, Asheville, NC 28801 • United States
Mars Hill, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenville | SC | 07/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Asheville | NC | 03/2020 | Present |
Real Estate Ownership; Lot/Land; Starnes Cove Mtn property, , Candler, NC, 28715; Not Investment-Related; 04/12/2022. Business Ownership; J&W Properties B & C, LLC; Co-owner; Real Estate; 137 Gabriels Ln, , MARS HILL, NC, 28754; Not Investment-Related; 03/20/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-20 |
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