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Philippe Michael Ortiz

Northwestern Mutual Investment Services, LLC

Wauwatosa, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2002-03-28
  • WI RA
    APPROVED
    Since 2002-03-28

Branch Locations

10701 W Research Dr Ste 200, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2002 11/2025
Matthew Mcdowell Wauwatosa WI 05/2026 Present
Matthew Mcdowell Milwaukee WI 11/2025 05/2026
Northwestern Mutual Investment Services Milwaukee WI 10/2001 Present
  • 01/2002 → 11/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 05/2026 → Present
    Matthew Mcdowell
    Wauwatosa, WI
  • 11/2025 → 05/2026
    Matthew Mcdowell
    Milwaukee, WI
  • 10/2001 → Present
    Northwestern Mutual Investment Services
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-10
S63 Uniform Securities Agent State Law Examination 1998-07-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-10
  • S63 Uniform Securities Agent State Law Examination
    1998-07-10
Other Names
  • Philippe Michael Ortiz
  • Michael Ortiz

View on SEC IAPD

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Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
CETERA INVESTMENT ADVISERS LLC · WAUWATOSA, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI

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