Gregory Jonathan Ritter

Employer firm

Emerson Equity LLC CRD 130032

$322M regulatory AUM 100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars
• MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Emerson Equity Llc
  San Mateo, CA
• 06/2010 → Present
  Family Financial Of Central Ohio
  Delaware, OH

Previous Registrations

• 2007-04-18 → 2009-10-30
  Chase Investment Services Corp.
  Delaware, OH
  Delaware, OH
  Austin, TX
• 2004-12-06 → 2005-01-27
  Ameriprise Financial Services, Llc
  Greenville, OH

Other Businesses

NAME OF OTHER BUSINESS: FAMILY FINANCIAL OF CENTRAL OHIO; IS BUSINESS INVESTMENT RELATED: YES; ADDRESS OF OTHER BUSINESS: 40 N. SANDUSKY STREET, STE 300; DELAWARE, OHIO 43015; NATURE OF OTHER BUSINESS: ENTITY USED MARKET SECURITIES RELATED BUSINESS AND INSURANCE RELATED BUSINESS THROUGH REGISTERED BROKER DEALER; POSITION: MANAGING PARTNER; STATE DATE: 06/02/2010; APPROXIMATE HOURS DEVOTED DURING OTHER BUSINESS: CONSISTENT WITH HOURS SPENT WORKING FOR BROKER DEALER; HOURS DEVOTED DURING SECURITIES TRADING HOURS: CONSISTENT WITH HOURS SPEND WORKING FOR BROKER DEALER. NAME OF OTHER BUSINESS: N/A: APPLICANT WRITES HEALTH INSURANCE. IS BUSINESS INVESTMENT RELATED: NO. ADDRESS OF OTHER BUSINESS: 49 N. SANDUSKY STREET, DELAWARE, OHIO 43015. NATURE OF OTHER BUSINESS: PROVIDING HEALTH INSURANCE POLICIES TO PROSPECTS. POSITION: SALES. STATE DATE: OCTOBER 2010 HOURS PER MONTH: 6 HRS PER MONTH HOURS DURING TRADING HOURS: LESS THAN 1 PER DAY.

Exams

• S66 Uniform Combined State Law Examination
  2007-04-16
• S63 Uniform Securities Agent State Law Examination
  2000-09-28

Other Names

• Gregory Ritter
• Gregory John Ritter