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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-03-18 |
| TX | RA | APPROVED | 2022-03-18 |
Branch Locations
15333 N Pima Rd Ste 225, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Scottsdale | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 03/2022 |
| Ameriprise Financial Services, Llc | Scottsdale | AZ | 03/2022 | Present |
Business Ownership; 42224; Owner; This LLC was opened at the direction of my CPA for my personal taxes.; 9631 E Palm Ridge Dr, , Scottsdale, AZ, 85260; Not Investment-Related; 03/18/2022; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-12 |
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