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Michelle Joy Moldenhauer-Smart

Wells Fargo Clearing Services, LLC

Rolling Hills Estates, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-10-24
CA RA APPROVED 2013-03-28
  • TX RA
    APPROVED_RES
    Since 2014-10-24
  • CA RA
    APPROVED
    Since 2013-03-28

Branch Locations

500 Silver Spur Rd 3Rd Fl Ste 300, Rolling Hills Estates, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities, Llc Richmond VA 06/1998 Present
Wells Fargo Advisors, Llc Rolling Hills Estates CA 06/1998 11/2016
Wells Fargo Clearing Services, Llc Rolling Hills Estates CA 11/2016 Present
  • 06/1998 → Present
    Wachovia Securities, Llc
    Richmond, VA
  • 06/1998 → 11/2016
    Wells Fargo Advisors, Llc
    Rolling Hills Estates, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rolling Hills Estates, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-27
  • S66 Uniform Combined State Law Examination
    2013-03-27
Other Names
  • Michelle Joy Moldenhauer
  • Michelle Joy Anderson
  • Michelle Joy Smart

View on SEC IAPD

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JEANNIE MARIE MABRY

Other Offices

KEYMARK FINANCIAL · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROLLING HILLS ESTATES, CA
LPL FINANCIAL LLC · RANCHO PALOS VERDES, CA
RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA
INDEPENDENT FINANCIAL GROUP, LLC · Rolling Hills Estate, CA

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