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Christopher W Goad

Morgan Stanley

Cincinnati, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-13
OH RA APPROVED 2024-06-18
TX RA APPROVED 2024-04-18
  • FL RA
    APPROVED
    Since 2024-08-13
  • OH RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED
    Since 2024-04-18

Branch Locations

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 06/2014 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 06/2017
Morgan Stanley Temple Terrace FL 06/2017 07/2023
E*Trade Temple Terrace FL 03/2023 07/2023
Morgan Stanley Cincinnati OH 04/2024 Present
Unemployed Wesley Chapel FL 07/2023 03/2024
  • 06/2014 → 11/2016
    Wells Fargo Advisors Llc
    Houston, TX
  • 11/2016 → 06/2017
    Wells Fargo Clearing Services, Llc
    Houston, TX
  • 06/2017 → 07/2023
    Morgan Stanley
    Temple Terrace, FL
  • 03/2023 → 07/2023
    E*Trade
    Temple Terrace, FL
  • 04/2024 → Present
    Morgan Stanley
    Cincinnati, OH
  • 07/2023 → 03/2024
    Unemployed
    Wesley Chapel, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-24
S63 Uniform Securities Agent State Law Examination 1998-10-01
  • S66 Uniform Combined State Law Examination
    2003-10-24
  • S63 Uniform Securities Agent State Law Examination
    1998-10-01
Other Names
  • Christopher Wade Goad

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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