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Ria Michelle V Busch

Valic Financial Advisors, Inc.

Lakewood, CO

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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-06-29
CO RA APPROVED 2017-10-06
  • OH RA
    APPROVED
    Since 2018-06-29
  • CO RA
    APPROVED
    Since 2017-10-06

Branch Locations

165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Lakewood CO 03/2016 Present
Agia Houston TX 12/2022 Present
  • 03/2016 → Present
    Valic Financial Advisors
    Lakewood, CO
  • 12/2022 → Present
    Agia
    Houston, TX
Previous Registrations
  • 2013-03-22 → 2014-01-30
    Equitable Advisors, Llc
    Lakewood, CO
  • 2005-12-07 → 2009-01-27
    Msi Financial Services, Inc.
    Columbus, OH
    San Francisco, CA
    Vacaville, CA
    Springfield, MA
    Springfield, MA
    Broadview Hts, OH
  • 2000-01-01 → 2006-01-12
    Metlife Investment Fund Services Llc
    Alpharetta, GA
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-05
S65 Uniform Investment Adviser Law Examination 2008-07-10
S63 Uniform Securities Agent State Law Examination 2002-08-21
  • S66 Uniform Combined State Law Examination
    2017-10-05
  • S65 Uniform Investment Adviser Law Examination
    2008-07-10
  • S63 Uniform Securities Agent State Law Examination
    2002-08-21
Other Names
  • Ria Michelle Vrettos
  • Ria Michelle Vrettos
  • Ria Michelle Vrettos Busch
  • Ria Michelle V. Busch

View on SEC IAPD

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Other Offices

FINANCIAL SECURITY MANAGEMENT, INC · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
ALLSTATE FINANCIAL ADVISORS, LLC · Lakewood, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · LAKEWOOD, CO
EDWARD JONES · LAKEWOOD, CO
WELLS FARGO CLEARING SERVICES, LLC · LAKEWOOD, CO
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD, CO
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAKEWOOD, CO

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