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1800 Century Park East Suite 220, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-06-11 |
| MS | RA | APPROVED | 2025-12-16 |
| NC | RA | APPROVED | 2025-11-21 |
| NJ | RA | APPROVED | 2025-07-23 |
| GA | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED_RES | 2019-03-05 |
| FL | RA | APPROVED | 2019-02-05 |
Branch Locations
225 Ne Mizner Blvd Suite 530, Boca Raton, FL 33432 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tower Square Securities, Inc. | Hartford | CT | 03/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-07 |
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