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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-02 |
| AK | RA | APPROVED | 2017-01-03 |
| CA | RA | APPROVED | 2014-07-10 |
Branch Locations
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Assocites | Beverly Hills | CA | 07/2014 | Present |
(1) Name of Business: Waldbaum LLC Address: 408 North Cordova Street, Burbank , CA, 91505, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/14/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive investor. My brother Greg will control the receipt and dispursement of funds
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-14 |
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