Andrew M Waldbaum

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  Raymond James & Assocites
  Beverly Hills, CA

Previous Registrations

• 2012-08-09 → 2014-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY
  Los Angeles, CA
• 2009-06-01 → 2012-05-23
  Morgan Stanley
  Beverly Hills, CA
  Pasadena, CA
• 2003-04-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Bellevue, WA
  Hartford, CT
  New York, NY
  Beverly Hills, CA
  Bellevue, WA
• 1998-10-23 → 2003-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Everett, WA

Other Businesses

(1) Name of Business: Waldbaum LLC Address: 408 North Cordova Street, Burbank , CA, 91505, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 07/14/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive investor. My brother Greg will control the receipt and dispursement of funds

Exams

• S66 Uniform Combined State Law Examination
  1998-10-14

Other Names

• Andy Waldbaum
• Andrew M Waldbaum
• Andrew Michael Waldbaum