Best Investors Account Sign in

Robert W Frazier

J.P. Morgan Securities LLC

Dayton, OH

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-20
OH RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-20
  • OH RA
    APPROVED
    Since 2012-10-01

Branch Locations

6460 Wilmington Pike, Dayton, OH 45459 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dayton OH 10/2012 Present
Jpmorgan Chase Bank, N.A. Dayton OH 08/2003 Present
Previous Registrations
  • 2006-07-26 → 2012-10-01
    Chase Investment Services Corp.
    Fairborn, OH
    Cincinnati, OH
    Dayton, OH
    Xenia, OH
    Dayton, OH
    Amelia, OH
    Batavia, OH
    Bethel, OH
    Middletown, OH
    Cincinnati, OH
    Fairfield, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Loveland, OH
    Milford, OH
    Monroe, OH
    Cincinnati, OH
    Cincinnati, OH
    Middletown, OH
    Cincinnati, OH
    Oxford, OH
    Cincinnati, OH
    Cincinnati, OH
    Williamsburg, OH
    Cincinnati, OH
    Burlington, KY
    Florence, KY
    Bellevue, KY
    Ft. Thomas, KY
    Crescent Springs, KY
    Cincinnati, OH
    Florence, KY
    Milford, OH
    Dayton, OH
    West Chester, OH
    Beavercreek, OH
    Dayton, OH
    Eaton, OH
    Centerville, OH
    Springboro, OH
    West Carrollton, OH
    Dayton, OH
    Fairborn, OH
    Dayton, OH
    Dayton, OH
    Fairborn, OH
    Xenia, OH
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-24
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S66 Uniform Combined State Law Examination
    2006-07-24
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
Other Names
  • Rob Frazier

View on SEC IAPD

Other Firms

TRANSAMERICA FINANCIAL ADVISORS, LLC
ONESEVEN
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
IME FINANCIAL, LLC
CETERA INVESTMENT ADVISERS LLC
HARBOUR INVESTMENTS, INC.
FIDUCIARY WEALTH GROUP, LLC

Other Investors

KARL N BORGERSEN
JEFFREY ROBERT HUBER
MICHAEL JOSEPH MARTENS
JONATHAN MICHAEL RICHARD
BEN HOWARD FELDMEYER
Austin Phillip Barnard
DAVID ROBERT HOLTZ
PHILIP VINCENT GALLAGHER

Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · Dayton, OH
ONESEVEN · DAYTON, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH
LPL FINANCIAL LLC · CENTERVILLE, OH
IME FINANCIAL, LLC · KETTERING, OH
CETERA INVESTMENT ADVISERS LLC · Kettering, OH
HARBOUR INVESTMENTS, INC. · KETTERING, OH
OSAIC WEALTH, INC. · CENTERVILLE, OH

More in Dayton, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor