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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/2015 | Present |
I*757233 For profit or not for profit: Entity For Profit Name of outside business organization: Shop LC Investment related: N Address of business: Austin, Texas, 78728 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 3/23/2022 Number of hours devoted: 10 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Model sports equipment and clothes, Entity is a company that sells products online like QVC located in Austin. I will not be an employee i will have a contract with them to take pictures and film video to help market just model duties fully clothe selling items like dresses, jewelry, and exercise equipment on weekends and wouldn't conflict with work duties. I*116162 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Colours Program Investment related: N Address of business: Austin, Texas 78665 Nature of business: Other,its a non profit org has a parent company Position, title, association: Other, Mentor to the youth called Ambassador Start date of relationship: 5/1/2018 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Mentorship to community youth girls ages 12-18. Spending time using my personal time.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-28 |
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