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Robert Charles Amberg

Wells Fargo Clearing Services, LLC

St. Louis, MO

Iselin, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-01-06
  • NJ RA
    APPROVED
    Since 2004-01-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank N.A. Summit NJ 11/2002 Present
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 Present
  • 11/2002 → Present
    Wachovia Bank N.A.
    Summit, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Summit, NJ
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Summit, NJ
Other Businesses

1. RENTAL APARTMENT; INVESTMENT RELATED; NEW YORK, NY; RENT APARTMENT; OWNER; START DATE 1989 - OCCASSIONALLY RENTS APARTMENT; NO TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-14
S63 Uniform Securities Agent State Law Examination 1998-08-07
  • S65 Uniform Investment Adviser Law Examination
    1998-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-08-07
Other Names
  • Robert C Amberg
  • Bob Amberg

View on SEC IAPD

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