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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-01-06 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103 • UNITED STATES
194 Wood Ave S, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank N.A. | Summit | NJ | 11/2002 | Present |
| Wells Fargo Advisors Llc | Summit | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 11/2016 | Present |
1. RENTAL APARTMENT; INVESTMENT RELATED; NEW YORK, NY; RENT APARTMENT; OWNER; START DATE 1989 - OCCASSIONALLY RENTS APARTMENT; NO TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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