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1903 San Pedro Avenue, San Antonio, TX 78212 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-09 |
Branch Locations
1903 San Pedro Avenue, San Antonio, TX 78212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bonfire Kennels | Argyle | TX | 09/2009 | 12/2017 |
| Hilltop Securities Inc. | Dallas | TX | 01/2016 | 02/2018 |
| B. Riley Wealth Management | Dallas | TX | 04/2018 | 09/2018 |
| B. Riley Fbr, Inc. | Dallas | TX | 04/2018 | 10/2018 |
| Unemployed | Argyle | TX | 10/2018 | 02/2019 |
| Megatel Capital Investment | Farmers Branch | TX | 03/2019 | 06/2019 |
| International Assets Advisory, Llc | Farmers Branch | TX | 03/2019 | 06/2019 |
| Unemployed | Argyle | TX | 06/2019 | 08/2019 |
| Independent Contractor | Argyle | TX | 08/2019 | 12/2019 |
| Unemployed | Argyle | TX | 01/2020 | 03/2020 |
| Eckerd Enterprises Llc | Allen | TX | 03/2020 | 03/2020 |
| Unemployed | Argyle | TX | 03/2020 | 05/2020 |
| Cloud 9 Pet Resort | Wylie | TX | 05/2020 | 05/2021 |
| Jp Morgan Chase | Plano | TX | 06/2020 | 06/2020 |
| S.B. Value Partners, L.P. | San Antonio | TX | 07/2020 | 09/2022 |
| Bok Financial Securities, Inc | Richardson | TX | 10/2022 | 12/2024 |
| Bokf, Na | Richardson | TX | 10/2022 | 12/2024 |
| S.B. Value Partners, L.P. | San Antonio | TX | 12/2024 | Present |
1) Name: Cloud Nine Pet Resort Location: 809 Boaz Cir., Wylie, TX 75098 Investment related (y/n): n Start date: September 2024 Position held: office staff Nature of outside business: pet care Hrs/mo: 16 Hrs/mo during securities trading: 0 Brief description of duties: assisting family friend with running pet care facility
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-16 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-24 |
| S66 | Uniform Combined State Law Examination | 2005-05-09 |
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