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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-01 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-22 |
| AZ | RA | APPROVED | 2024-10-15 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
8605 E. Raintree Drive Suite# 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co.,Inc | Phoenix | AZ | 10/2012 | 02/2024 |
| Intrepid Financial Services, Llc | Chandler | AZ | 09/2005 | Present |
| Ashton Thomas Securities, Llc | Rochester | NY | 10/2024 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 04/2024 | Present |
1) Intrepid Financial Services, LLC; Investment-Related; Chandler, AZ; Owner/Manager/Member; 09/2025; 0 Hours Spent During Market Hours 2) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; DIRECTOR OF SUPERVISION; 10/2024 3) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; DIRECTOR OF SUPERVISION; 04/2024 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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