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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-02 |
| AZ | RA | APPROVED | 2012-05-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 08/1997 | Present |
| Cornwall Enterprises Llc | El Mirage | AZ | 02/2005 | Present |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 01/2012 | Present |
CORNWALL ENTERPRISES, LLC, NON-INVESTMENT RELATED, EL MIRAGE, AZ, PRESIDENT/OWNER, START DATE 2/2005, OWN SEVERAL CARS LEASED TO DRIVERS ONLY OWN THE CARS AND WILL HAVE NO OTHER CONTACT OR RELATIONSHIP IN THE BUSINESS, LESS THAN 20 HOURS PER MONTH WITH NO TIME SPENT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-24 |
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