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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-07-10
TX RA APPROVED 2025-07-10
  • OH RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2025-07-10

Branch Locations

300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwd Consulting Worthington OH 04/2014 07/2022
Invest Financial Corporation Worthington OH 05/2014 03/2017
Securities America, Inc. Worthington OH 08/2018 11/2023
Securities America Advisors Worthington OH 08/2018 11/2023
Cadaret, Grant & Co., Inc. Worthington OH 11/2023 07/2025
Lpl Financial Llc Worthington OH 07/2025 Present
  • 04/2014 → 07/2022
    Mwd Consulting
    Worthington, OH
  • 05/2014 → 03/2017
    Invest Financial Corporation
    Worthington, OH
  • 08/2018 → 11/2023
    Securities America, Inc.
    Worthington, OH
  • 08/2018 → 11/2023
    Securities America Advisors
    Worthington, OH
  • 11/2023 → 07/2025
    Cadaret, Grant & Co., Inc.
    Worthington, OH
  • 07/2025 → Present
    Worthington, OH
Previous Registrations
  • 2023-11-30 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Worthington, OH
    Syracuse, NY
    Syracuse, NY
  • 2018-08-27 → 2023-12-06
    Securities America Advisors, Inc.
    Worthington, OH
  • 2014-05-21 → 2017-03-07
    Invest Financial Corporation
    Worthington, OH
  • 2004-06-21 → 2004-12-09
    Nationwide Investment Services Corporation
    Columbus, OH
    Columbus, OH
    Grandview Heights, OH
    Columbus, OH
Other Businesses

1. 07/10/2025- OPOC.us Insurance Services-Business Owner- INV Related- At Reported Business Location(s)- Start date 01/01/2022- 100 Hours Per Month- 60 Hours During Trading 2. 07/10/2025- Copper Ridge Land Management- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 05/21/2025 3. 07/10/2025- TelAssurance, LLC- Business Owner- Not INV Related- At Columbus, OH- Start date 02/01/2023 4. 07/10/2025-AccelWell- Business Owner- Not INV Related- At Reported Business Location(s)- Start date 08/01/2018 5. 07/10/2025- Centric HC- Business Owner- Not INV Related- At Reported Business Location(s)-Start date 08/01/2018 6. 07/10/2025- OPOC.us Retirement Services-DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 08/01/2018- 100 Hours Per Month- 60 Hours During Trading 7. 07/10/2025- Crow Farms LLC- Farm- Not INV Related- At Baltimore, OH- Start date 06/01/2025- 10 Hours Per Month 8. 07/10/2025- Echelon Capital Management- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-05
S65 Uniform Investment Adviser Law Examination 2005-06-13
  • S63 Uniform Securities Agent State Law Examination
    2021-04-05
  • S65 Uniform Investment Adviser Law Examination
    2005-06-13
Designations

View on SEC IAPD

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