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1401 4Th St Ne, Watertown, SD 57201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-25 |
| SD | RA | APPROVED | 2019-08-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Watertown | SD | 06/2000 | 08/2019 |
| Raymond James Financial Services Advisors, Inc | Watertown | SD | 01/2009 | 08/2019 |
| Gradient Securities, Llc | Arden Hills | MN | 08/2019 | Present |
| Big Sioux Financial Inc Dba Big Sioux Wealth Management | Watertown | SD | 08/2019 | Present |
| Big Sioux Financial Inc Dba Big Sioux Investments & Insurance | Watertown | SD | 08/2019 | 01/2020 |
| Reliabank Dakota | Watertown | SD | 11/1999 | 08/2019 |
| Big Sioux Financial Inc Dba Big Sioux Wealth Management | Watertown | SD | 01/2020 | Present |
1. BIG SIOUX FINANCIAL INC DBA BIG SIOUX WEALTH MANAGEMENT; INVESTMENT RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; PRESIDENT/INVESTMENT ADVISOR REPRESENTATIVE; START 08/2019; 160 HOURS PER MONTH; 140 HOURS DURING SECURITIES TRADING HOURS; MANAGE BRANCH AND INVESTMENT ADVISORY SERVICES. 2. BIG SIOUX FINANCIAL INC DBA BIG SIOUX WEALTH MANAGEMENT; INVESTMENT RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; DIVISION PRESIDENT; START 08/2019; 10 HOURS PER MONTH; 10 HOURS DURING SECURITIES TRADING HOURS; SALES OF FIXED INSURANCE AND DBA FOR SECURITIES BUSINESS. 3. (OBA FOR INDEPENDENT RIA) GRADIENT SECURITIES, LLC; INVESTMENT-RELATED; 1401 4TH ST NE, WATERTOWN, SD 57201, 608 W 86TH ST, SIOUX FALLS, SD 57108; FINANCIAL SERVICES; REGISTERED REPRESENTATIVE; START 08/2019; 10 HRS; FINANCIAL SERVICES. 4. CORNERSTONE LEGACY HOLDINGS, LLC; INVESTMENT RELATED; WATERTOWN, SD 57201; INVESTOR; START 1/2026; 0 HOURS PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; TRUST OWNS HOLDING COMPANY. ACTS AS A PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
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