Barry Alan Goldstein

Current Employers

Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-13

NY RA
APPROVED

Since 2023-06-13

Branch Locations

1305 Walt Whitman Rd Suite 120, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp.	Farmingdale	NY	02/2010	Present

02/2010 → Present

Aegis Capital Corp.

Farmingdale, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-12
S63	Uniform Securities Agent State Law Examination	2000-11-24

S65 Uniform Investment Adviser Law Examination

2023-06-12
S63 Uniform Securities Agent State Law Examination

2000-11-24

View on SEC IAPD

Current Employers

Aegis Capital Corp.

Disclosures

Employment History

Exams

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