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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-12-21 |
Branch Locations
2300 Lakeview Parkway Suite 700, Alpharetta, GA 30009 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 04/2011 | 08/2017 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 08/2017 |
| Hightower Securities, Llc | Alpharetta | GA | 08/2017 | Present |
| Hightower Advisors, Llc | Alpharetta | GA | 08/2017 | Present |
POSITION: N/A NATURE: I OWN A TOWNHOME THAT WILL NOW BE CONSIDERED A RENTAL PROPERTY. INVESTMENT RELATED: NO NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2015 ADDRESS: , ALPHARETTA GA DESCRIPTION: MY DUTIES WILL INCLUDE PERIODIC MAINTENANCE TO ENSURE THE TOWNHOME
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-04 |
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