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Andrea Mary Martin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hartford, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-05
CT RA APPROVED 2008-05-28
  • TX RA
    APPROVED
    Since 2009-01-05
  • CT RA
    APPROVED
    Since 2008-05-28

Branch Locations

185 Asylum St City Place Ii, 14Th Fl, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hartford CT 10/1984 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 10/1989 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-21
S63 Uniform Securities Agent State Law Examination 2000-10-13
  • S66 Uniform Combined State Law Examination
    2008-05-21
  • S63 Uniform Securities Agent State Law Examination
    2000-10-13
Other Names
  • Andrea M Martin

View on SEC IAPD

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