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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2009-10-23 |
| MD | RA | APPROVED | 2009-10-23 |
| VA | RA | APPROVED | 2009-10-23 |
Branch Locations
8300 Greensboro Dr, Mclean, VA 22102 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Chevy Chase | MD | 10/2004 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chevy Chase | MD | 10/2009 | Present |
I*631258For profit or not for profit: Entity For ProfitName of outside business organization: Calm Ventures, LLCInvestment related: NAddress of business: Vienna, Virginia, 22182Nature of business: Limited Liability CompanyPosition, title, association: General Partner/Managing MemberStart date of relationship: 12/31/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Family investment vehicle to hold a single investment (Lumenium, LLC note and eventual equity in the company IF converted). I*: 1990276Entity Type: POAName of OBA: NBGAddress: Rockville, MDInvestment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 07/01/2024Number of Hours: 3 hrs wklyNumber of Hours during trading: 1 hr wkly Duties: serve as POA for his elderly godmother I*5160268, Entity Type: Entity Charitable, Name of OBA: Great Falls Basketball, Address: Great Falls , Virginia, 22066, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 08/07/2026, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: My role will be as an incoming board member and I will be the board liaison with the Girls league. Their are monthly board meetings and occasional oversight opportunities / requirements. It is a 3 year term. Provides youth basketball programs for children in grades K-12 in the Great Falls community.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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