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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-09 |
| MI | RA | APPROVED | 2019-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomfield Hills | MI | 08/2016 | 06/2017 |
| Bank Of America, N.A. | Bloomfield Hills | MI | 09/2016 | 06/2017 |
| Jpmorgan Chase Bank Na | Birmingham | MI | 06/2017 | Present |
| Jpmorgan Securities Llc | Birmingham | MI | 06/2017 | Present |
| Malibubaron | Bloomfield Hills | MI | 06/2022 | Present |
Entity Name: MALIBUBARON Investment related: No Address: ETSY SELLER> MALIBUBARON, Bloomfield Hills, Michigan, 48304 Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 06/04/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My 13 year old daughter would like to start an Etsy Boutique to design coffee cups and t-shirts. I will be supervising her creations and the supervising her on line sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-15 |
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