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David Michael Suess

Charles Schwab & Co., Inc.

Phoenix, AZ

Omaha, NE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-26
CA RA APPROVED 2020-05-26
  • AZ RA
    APPROVED
    Since 2023-05-26
  • CA RA
    APPROVED
    Since 2020-05-26

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Phoenix AZ 07/2007 05/2020
Usaa Investment Management Company Phoenix AZ 07/2014 10/2016
Usaa Financial Planning Services Phoenix AZ 10/2016 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab And Co., Inc. Phoenix AZ 05/2020 Present
  • 07/2007 → 05/2020
    Usaa Financial Advisors, Inc.
    Phoenix, AZ
  • 07/2014 → 10/2016
    Usaa Investment Management Company
    Phoenix, AZ
  • 10/2016 → 05/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    Charles Schwab And Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-01
S63 Uniform Securities Agent State Law Examination 2006-02-17
  • S65 Uniform Investment Adviser Law Examination
    2007-08-01
  • S63 Uniform Securities Agent State Law Examination
    2006-02-17

View on SEC IAPD

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Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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