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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-07
WA RA APPROVED 2008-11-06
  • TX RA
    APPROVED
    Since 2016-03-07
  • WA RA
    APPROVED
    Since 2008-11-06

Branch Locations

119 N Commercial St Ste 170, Bellingham, WA 98225-4437 • United States

Mount Vernon, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Burlington WA 08/2008 03/2020
Ameriprise Financial Services, Llc Bellingham WA 03/2020 Present
Other Businesses

Business Ownership; Faber FMJ, LLC; Owner; Manage Ameriprise Business; 119 N Commercial St, Suite 170, Bellingham, WA, 98225; Investment-Related; 06/28/2022; 1 to 9 hours per month; 0 during trading hours. Board of Directors; First Christian Reformed Church Mount Vernon, WA; Elder-; 701 W Blackburn Road, , Mount Vernon, WA, 98274; Not Investment-Related; 06/01/2024; 10 to 19 hours per month; 0 during trading hours. Outside Employment; Faber FMJ, LLC; Owner; Manage advisory business; 119 N Commercial St, Suite 170, Bellingham, WA, 98225; Investment-Related; 06/28/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-05
  • S66 Uniform Combined State Law Examination
    2008-11-05
Designations

View on SEC IAPD

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