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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-10
GA RA APPROVED 2013-09-20
  • TX RA
    APPROVED_RES
    Since 2022-05-10
  • GA RA
    APPROVED
    Since 2013-09-20

Branch Locations

260 Brookstone Centre Parkway, Columbus, GA 31904 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Columbus GA 09/2013 Present
  • 09/2013 → Present
    Raymond James And Associates
    Columbus, GA
Previous Registrations
Other Businesses

(1)Name of Business: Buck Address: 260 Brookstone Centre Pky, Columbus, GA, 31904-3108, United States Activity Type: Control Person Position/Title: Executor (Acting) Investment Related: Yes Start Date: 04/18/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Co-Executor with Raymond James Trust on My Mother's Estate Susan U Buck (2)Name of Business: Woodbridge HOA Address: 2585 Old River Road, Fortson, GA, 31808, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Secretary Investment Related: No Start Date: 10/15/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will record minutes and will NOT have access to a checking account or Checkbook.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-24
S63 Uniform Securities Agent State Law Examination 1998-09-12
  • S65 Uniform Investment Adviser Law Examination
    1998-09-24
  • S63 Uniform Securities Agent State Law Examination
    1998-09-12

View on SEC IAPD

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