Benjamin Alexander Oxnard

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Savannah, GA
• 12/2009 → 12/2017
  Bank Of America, N.A.
  Savannah, GA
• 12/2017 → Present
  Wells Fargo Clearing Services, Llc
  Savannah, GA

Previous Registrations

• 2009-01-28 → 2017-12-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Savannah, GA
• 2003-10-28 → 2009-02-05
  Citigroup Global Markets Inc.
  Savannah, GA

Other Businesses

ADELINE PARTNERS, INVESTMENT RELATED: SAVANNAH, GEORGIA, OTHERS CORPORATION POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE: 1/1/1998, 10 HOUR(S) MONTHLY/0 DURING TRADING, DUTIES: BOARD MEMBER BEN OXNARD LLC, INV RELATED, SAVANNAH, GA, 100% OWNER, START: 4/3/2017, 0 HOURS, NO DUTIES. | 11TH TERRACE HOMEOWNERS ASSOCIATION; NOT INV RELATED; SAVANNAH, GA; PRESIDENT; 01/2024; 1 HOUR PER MONTH; 0 DURING TRADING; MAINTAIN THE NEIGHBORHOOD WYLLY ISLAND HOA; NOT INV RELATED; SAVANNAH,GA; HOA; BOARD MEMBER; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-11
• S63 Uniform Securities Agent State Law Examination
  1998-09-04

Other Names

• Benjamin Alexander Oxnard
• Benjamin Alexander Oxnard
• Benjamin Alexander Oxnard Iii