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Michael Shapiro

Ameriprise Financial Services, LLC

Westlake, OH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-10
  • OH RA
    APPROVED
    Since 2026-08-10

Branch Locations

2035 Crocker Rd Ste 201, Westlake, OH 44145-2194 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 08/2026
Cetera Investment Advisers Llc Schaumburg IL 06/2023 08/2026
Ameriprise Financial Services Llc Westlake OH 08/2026 Present
Previous Registrations
  • 2023-06-29 → 2026-08-18
    Cetera Investment Advisers Llc
    Westlake, OH
  • 2007-08-15 → 2023-06-29
    Cetera Wealth Services, Llc
    Beachwood, OH
    Beachwood, OH
    Westlake, OH
  • 2001-08-22 → 2005-08-29
    Morgan Stanley Dw Inc.
    Beachwood, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-06
S63 Uniform Securities Agent State Law Examination 2001-03-15
  • S65 Uniform Investment Adviser Law Examination
    2001-08-06
  • S63 Uniform Securities Agent State Law Examination
    2001-03-15

View on SEC IAPD

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HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC.
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ATHLETES FINANCIAL ADVISERS, LLC
MORGAN STANLEY
RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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