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Dominic Julio Baldini

Emerson Equity LLC

San Mateo, CA

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Current Employers
Emerson Equity Llc

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2020-07-17
TX RA APPROVED 2012-06-29
VA RA APPROVED 2005-04-08
CA RA APPROVED 2004-03-05
  • WI RA
    APPROVED
    Since 2020-07-17
  • TX RA
    APPROVED
    Since 2012-06-29
  • VA RA
    APPROVED
    Since 2005-04-08
  • CA RA
    APPROVED
    Since 2004-03-05

Branch Locations

155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerson Equity Llc San Mateo CA 12/2003 Present
Other Businesses

1)-OCEANIC PARTNERS, INC., NOT INVESTMENT RELATED; 3030 BRIDGEWAY, SUITE 120; SAUSALITO, CA 94965; ADVISOR; 04/2017; HOURS/MONTH: ~2; HRS; HOURS/MONTH SECURITIES TRADING HOURS: 0; DUTIES INVOLVE ON GENERAL CORPORATE MATTERS. 2)- DJB COASTAL LLC-NOT INVESTMENT RELATED; 155 BOVET ROAD SUITE 725, SAN MATEO, CA 94402; LLC CREATED FOR ESTATE PLANNING PURPOSES; MANAGING MEMBER; MANAGE AFFAIRS FOR THE LLC; ZERO HOURS DURING SECURITIES TRADING HOURS; 05/2022 3)- STICK, INC. NOT INVESTMENT RELATED, 155 BOVET ROAD STE 725 SAN MATEO, CA 94402, CLOTHING, CEO, DESIGN, MARKETING, BUSINESS STRATEGY, 15 HOURS MONTHLY AND ZERO HOURS DURING SECURITIES TRADING HOURS, 07/2023 4) GFB CLOTHING, NOT INVESTMENT RELATED, 155 BOVET ROAD, STE 725, SAN MATEO, CA 94402, CLOTHING COMPANY, CEO, DESIGN, MARKETING, BUSINESS STRATEGY, 15 HRS A MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 02/2024 5) DJB SOLAR LLC-INVESTMENT RELATED(NOT SECURITIES RELATED) 155 BOVET ROAD, STE. 725, SAN MATEO, CA 94402, SOLAR ASSET MANAGEMENT, MANAGING MEMBER, RESEARCH AND DEVELOPMENT AND MANAGEMENT OF LLC., 8.5 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 12/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-03
S63 Uniform Securities Agent State Law Examination 1998-10-30
  • S65 Uniform Investment Adviser Law Examination
    2001-01-03
  • S63 Uniform Securities Agent State Law Examination
    1998-10-30

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