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155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2020-07-17 |
| TX | RA | APPROVED | 2012-06-29 |
| VA | RA | APPROVED | 2005-04-08 |
| CA | RA | APPROVED | 2004-03-05 |
Branch Locations
155 Bovet Road, Suite 725, San Mateo, CA 94402 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerson Equity Llc | San Mateo | CA | 12/2003 | Present |
1)-OCEANIC PARTNERS, INC., NOT INVESTMENT RELATED; 3030 BRIDGEWAY, SUITE 120; SAUSALITO, CA 94965; ADVISOR; 04/2017; HOURS/MONTH: ~2; HRS; HOURS/MONTH SECURITIES TRADING HOURS: 0; DUTIES INVOLVE ON GENERAL CORPORATE MATTERS. 2)- DJB COASTAL LLC-NOT INVESTMENT RELATED; 155 BOVET ROAD SUITE 725, SAN MATEO, CA 94402; LLC CREATED FOR ESTATE PLANNING PURPOSES; MANAGING MEMBER; MANAGE AFFAIRS FOR THE LLC; ZERO HOURS DURING SECURITIES TRADING HOURS; 05/2022 3)- STICK, INC. NOT INVESTMENT RELATED, 155 BOVET ROAD STE 725 SAN MATEO, CA 94402, CLOTHING, CEO, DESIGN, MARKETING, BUSINESS STRATEGY, 15 HOURS MONTHLY AND ZERO HOURS DURING SECURITIES TRADING HOURS, 07/2023 4) GFB CLOTHING, NOT INVESTMENT RELATED, 155 BOVET ROAD, STE 725, SAN MATEO, CA 94402, CLOTHING COMPANY, CEO, DESIGN, MARKETING, BUSINESS STRATEGY, 15 HRS A MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 02/2024 5) DJB SOLAR LLC-INVESTMENT RELATED(NOT SECURITIES RELATED) 155 BOVET ROAD, STE. 725, SAN MATEO, CA 94402, SOLAR ASSET MANAGEMENT, MANAGING MEMBER, RESEARCH AND DEVELOPMENT AND MANAGEMENT OF LLC., 8.5 HRS PER MONTH, 0 HRS DURING SECURITIES TRADING HOURS, 12/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-30 |
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