Emily Herstein

T. Rowe Price Advisory Services, Inc.

Owings Mills, MD

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Current Employers

T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-08-09

MD RA
APPROVED

Since 2019-08-09

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Suntrust Investment Services, Inc	Atlanta	GA	05/2014	02/2017
Suntrust Advisory Services	Atlanta	GA	09/2016	02/2017
Jemma Investment Advisors Llc Dba Jemma Financial Services	Baltimore	MD	02/2017	06/2019
M. S. Howells & Co.	Scottsdale	AZ	05/2018	07/2018
T Rowe Price	Owings Mills	MD	07/2019	06/2026
T Rowe Price	Owings Mills	MD	06/2026	Present

05/2014 → 02/2017

Suntrust Investment Services, Inc

Atlanta, GA
09/2016 → 02/2017

Suntrust Advisory Services

Atlanta, GA
02/2017 → 06/2019

Jemma Investment Advisors Llc Dba Jemma Financial Services

Baltimore, MD
05/2018 → 07/2018

M. S. Howells & Co.

Scottsdale, AZ
07/2019 → 06/2026

T Rowe Price

Owings Mills, MD
06/2026 → Present

T Rowe Price

Owings Mills, MD

Previous Registrations

2017-02-16 → 2019-07-17

Jemma Financial Services

Baltimore, MD
2016-09-12 → 2017-02-06

Truist Advisory Services, Inc.

Baltimore, MD

Pikesville, MD

Parkville, MD

Baltimore, MD
2014-05-30 → 2016-12-31

Truist Investment Services, Inc.

Baltimore, MD

Parkville, MD

Baltimore, MD

Baltimore, MD

Hunt Valley, MD

Pikesville, MD
2006-01-06 → 2014-05-29

M&T Securities, Inc.

Bel Air, MD

Bel Air, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Frederick, MD

Baltimore, MD

Baltimore, MD

Baltimore, MD

Nottingham, MD

Baltimore, MD

Baltimore, MD

Nottingham, MD

Annapolis, MD

Nottingham, MD

Baltimore, MD

Abington, MD

Buffalo, NY

Owings Mills, MD

Bel Air, MD

Nottingham, MD

Nottingham, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-01-05
S63	Uniform Securities Agent State Law Examination	1998-09-22

S65 Uniform Investment Adviser Law Examination

2006-01-05
S63 Uniform Securities Agent State Law Examination

1998-09-22

Designations

Other Names

Emily Ann Herstein

View on SEC IAPD

Other Firms

T. ROWE PRICE ASSOCIATES, INC.

PROSPERITY - AN EISNERAMPER COMPANY

TRUIST ADVISORY SERVICES, INC.

OBSERVATORY CAPITAL MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

Other Investors

Daniel J Tambellini

CHRISTOPHER PETER PHOTIOU

Craig Michael Gross

BENJAMIN PAUL DEFELICE

SEAN PATRICK KILCOYNE

Patrick Charles Hartnett

John Joseph Fazzini

Other Offices

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Baltimore, MD

T. ROWE PRICE ASSOCIATES, INC. · OWINGS MILLS, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · Owings Mills, MD

T. ROWE PRICE ADVISORY SERVICES, INC. · OWINGS MILLS, MD

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