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Manly Koji Church

Janney Montgomery Scott LLC

Mystic, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-11
TX RA APPROVED 2022-03-30
  • CT RA
    APPROVED
    Since 2022-04-11
  • TX RA
    APPROVED
    Since 2022-03-30

Branch Locations

60 Willow Street Suite 101, Mystic, CT 06355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. New London CT 11/2012 03/2022
Janney Montgomery Scott Llc Mystic CT 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-01
S63 Uniform Securities Agent State Law Examination 1998-07-16
  • S66 Uniform Combined State Law Examination
    2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-07-16
Other Names
  • Manly Koji Church
  • Manly Koji Koji Church

View on SEC IAPD

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