Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-14 |
| AL | RA | APPROVED | 2011-01-10 |
Branch Locations
2660 Eastchase Lane Lakeview Center, Suite 400, Montgomery, AL 36117 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Montgomery | AL | 11/2010 | Present |
1.The Junior Miss Foundation of Alabama; POB 231180 Montgomery AL 36123; Scholarship Program; Fund Development; Gather donors for the scholarship; 02/05/2018; 20.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-28 |
Reach out to this advisor