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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2006-10-18 |
Branch Locations
716 Superior St, Wisconsin Dells, WI 53965 • United States
2930 New Pinery Rd, Portage, WI 53901 • United States
31 N Judson Street, Lake Delton, WI 53940 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wisconsin Dells | WI | 09/2006 | Present |
1. 09/19/2006 - Bank of Wisconsin Dells - INV REL - Financial Institution Duty - Full time registerred rep. Salary and commission. 2. 04/15/2019 - Bank of Wisconsin Dells - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:04/03/2019 -173 hrs/mo - 7 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-09 |
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