Nathan James Kubik

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Transform Wealth, Llc F.K.A. Carnick & Kubik Group, Llc
  Denver, CO
• 04/2025 → Present
  Kovitz Investment Group Partners, Llc
  Greenwood Village, CO
• 01/2026 → Present
  Focus Partners Wealth, Llc
  St. Louis, MO

Previous Registrations

• 2025-04-01 → 2026-03-20
  Northcoast Asset Management Llc
  Greenwood Village, CO
• 2016-06-09 → 2025-04-03
  Transform Wealth, Llc
  Denver, CO
  Greenwood Village, CO
• 2012-03-07 → 2016-06-09
  Carnick & Kubik, Llc
  Denver, CO
  Denver, CO
• 2012-03-07 → 2012-06-13
  Northland Securities, Inc.
  West Des Moines, IA
  Colorado Springs, CO
  Greenwood Village, CO
• 2005-08-19 → 2005-12-16
  Guggenheim Investments
  Lisle, IL

Exams

• S66 Uniform Combined State Law Examination
  2012-02-13
• S63 Uniform Securities Agent State Law Examination
  2000-02-09