Eric Jeffrey Shapiro

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2005-06-15

FL RA
APPROVED

Since 2005-06-15

Branch Locations

255 S County Rd 2Nd Fl, Palm Beach, FL 33480 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	West Palm Beach	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	West Palm Beach	FL	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

West Palm Beach, FL
11/2016 → Present

Wells Fargo Clearing Services, Llc

West Palm Beach, FL

Previous Registrations

2004-09-24 → 2005-05-16

Morgan Stanley Dw Inc.

Wst. Plm Bch, FL

Other Businesses

POWER OF ATTORNEY FOR PARENT; INV RELATED; JERICHO, NY; POA; 05/2025; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; ASSIST IN INVESTMENTS AND CASH DISBURSEMENTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-07-17
S65	Uniform Investment Adviser Law Examination	1998-09-02
S63	Uniform Securities Agent State Law Examination	1998-09-01

S66 Uniform Combined State Law Examination

2004-07-17
S65 Uniform Investment Adviser Law Examination

1998-09-02
S63 Uniform Securities Agent State Law Examination

1998-09-01

Other Names

Eric Jeffrey Shaprio

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews