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Jeffrey Alan Pratt

LPl Financial LLC

Nashville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
  • TN RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29

Branch Locations

95 White Bridge Rd., Ste. 119, Nashville, TN 37205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeff Pratt And Associates Nashville TN 12/2009 Present
Next Financial Group Inc Nashville TX 08/2011 07/2017
Fsc Securities Corp Atlanta GA 07/2017 11/2023
Osaic Wealth, Inc. Brentwood TN 11/2023 10/2025
Lpl Financial Nashville TN 10/2025 Present
  • 12/2009 → Present
    Jeff Pratt And Associates
    Nashville, TN
  • 08/2011 → 07/2017
    Next Financial Group Inc
    Nashville, TX
  • 07/2017 → 11/2023
    Fsc Securities Corp
    Atlanta, GA
  • 11/2023 → 10/2025
    Brentwood, TN
  • 10/2025 → Present
    Lpl Financial
    Nashville, TN
Previous Registrations
  • 2023-11-03 → 2025-10-31
    Nashville, TN
  • 2017-07-28 → 2023-11-03
    Fsc Securities Corporation
    Nashville, TN
    Brentwood, TN
    Raleigh, NC
  • 2011-09-12 → 2017-07-31
    Next Financial Group, Inc.
    Nashville, TN
    Houston, TX
    Nashville, TN
    Nashville, TN
    Nashville, TN
    Hendersonville, TN
    Nashville, TN
    Nashville, TN
    Franklin, TN
  • 2007-03-13 → 2009-12-01
    Hendersonville, TN
    Nashville, TN
    Gallatin, TN
    Gallatin, TN
    Goodlettsville, TN
    Hendersonville, TN
    Nashville, TN
    Gallatin, TN
    Goodlettsville, TN
  • 2007-02-13 → 2007-02-26
    Morgan Keegan & Company, Llc
    Memphis, TN
  • 2003-07-10 → 2007-02-13
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-07 → 2003-07-10
    Amsouth Investment Services, Inc.
    Nashville, TN
    Nashville, TN
    Hermitage, TN
    Nashville, TN
Other Businesses

1) 10/2025 - Harris and Pratt Wealth Management / Non-Variable Insurance / Inv Related / Start date 01/01/2013 - 10 hrs per month - 1 hrs during trading 2) 10/2025 - Harris and Pratt Wealth Management - DBA for LPL Business (entity for LPL business)- Inv Related / At reported business location (s) 160 hrs per month - 160 hrs during trading 3) 04/13/2026 - Finity Operations, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Portland, OR - Start Date 05/07/2026 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-05
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-10-05
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Designations
Other Names
  • Jeffrey Alan Pratt
  • Jeff Alan Pratt

View on SEC IAPD

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