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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-10-29 |
| TX | RA | APPROVED | 2025-10-29 |
Branch Locations
95 White Bridge Rd., Ste. 119, Nashville, TN 37205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeff Pratt And Associates | Nashville | TN | 12/2009 | Present |
| Next Financial Group Inc | Nashville | TX | 08/2011 | 07/2017 |
| Fsc Securities Corp | Atlanta | GA | 07/2017 | 11/2023 |
| Osaic Wealth, Inc. | Brentwood | TN | 11/2023 | 10/2025 |
| Lpl Financial | Nashville | TN | 10/2025 | Present |
1) 10/2025 - Harris and Pratt Wealth Management / Non-Variable Insurance / Inv Related / Start date 01/01/2013 - 10 hrs per month - 1 hrs during trading 2) 10/2025 - Harris and Pratt Wealth Management - DBA for LPL Business (entity for LPL business)- Inv Related / At reported business location (s) 160 hrs per month - 160 hrs during trading 3) 04/13/2026 - Finity Operations, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Portland, OR - Start Date 05/07/2026 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-04 |
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