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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-16
NV RA APPROVED 2024-11-25
MA RA APPROVED 2023-12-21
WA RA APPROVED 2023-11-15
DE RA APPROVED 2023-02-16
SC RA APPROVED 2023-01-05
CO RA APPROVED 2023-01-03
AZ RA APPROVED 2021-10-20
UT RA APPROVED 2021-10-05
CA RA APPROVED 2021-09-24
  • LA RA
    APPROVED
    Since 2026-01-16
  • NV RA
    APPROVED
    Since 2024-11-25
  • MA RA
    APPROVED
    Since 2023-12-21
  • WA RA
    APPROVED
    Since 2023-11-15
  • DE RA
    APPROVED
    Since 2023-02-16
  • SC RA
    APPROVED
    Since 2023-01-05
  • CO RA
    APPROVED
    Since 2023-01-03
  • AZ RA
    APPROVED
    Since 2021-10-20
  • UT RA
    APPROVED
    Since 2021-10-05
  • CA RA
    APPROVED
    Since 2021-09-24

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

4332 Cerritos Avenue Suite #102, Los Alamitos, CA 90720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Npb Financial Group, Llc Los Alamitos CA 04/2010 09/2021
David J. Peters Fiancial Services Inc. Los Alamitos CA 08/1998 Present
Peters Investment Management, Inc. Los Alamitos CA 03/2010 07/2025
Peters Investment Management, Inc. Los Alamitos CA 09/2020 07/2025
Centaurus Financial, Inc. Anaheim CA 09/2021 Present
  • 04/2010 → 09/2021
    Npb Financial Group, Llc
    Los Alamitos, CA
  • 08/1998 → Present
    David J. Peters Fiancial Services Inc.
    Los Alamitos, CA
  • 03/2010 → 07/2025
    Peters Investment Management, Inc.
    Los Alamitos, CA
  • 09/2020 → 07/2025
    Peters Investment Management, Inc.
    Los Alamitos, CA
  • 09/2021 → Present
    Anaheim, CA
Previous Registrations
  • 2021-01-05 → 2025-07-01
    Peters Investment Management Inc.
    Los Alamitos, CA
  • 2013-11-26 → 2023-02-03
    David J. Peters Financial Services, Inc.
    Los Alamitos, CA
  • 2010-04-20 → 2021-09-29
    Npb Financial Group, Llc
    Los Alamitos, CA
  • 2009-12-09 → 2010-04-27
    Los Alamitos, CA
Other Businesses

1.PETERS INVESTMENT MANAGEMENT, INC. NON-INVESTMENT RELATED, LOS ALAMITOS, CA, OWNER, FOR BRANDING PURPOSES ONLY. 2.PRESIDENT, DAVID J. PETERS INSURANCE SERVICES, 4332 CERRITOS, AVE., SUITE #102, LOS ALAMITOS, CA 90720. NON INVESTMENT RELATED SINCE 2013 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. INSURANCE SALES, LIFE INSURANCE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES AND IMMEDIATE ANNUIITES. 3. PETERS INVESTMENT MANAGEMENT INC. POSITION: President NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2010 ADDRESS: 4332 Cerritos Ave., Suite 102, Los Alamitos CA 90720, United States DESCRIPTION: This is my DBA. RIA closed in 2025.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-08
  • S66 Uniform Combined State Law Examination
    2009-12-08
Other Names
  • Nathan Earl David Peters

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