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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-01-16 |
| NV | RA | APPROVED | 2024-11-25 |
| MA | RA | APPROVED | 2023-12-21 |
| WA | RA | APPROVED | 2023-11-15 |
| DE | RA | APPROVED | 2023-02-16 |
| SC | RA | APPROVED | 2023-01-05 |
| CO | RA | APPROVED | 2023-01-03 |
| AZ | RA | APPROVED | 2021-10-20 |
| UT | RA | APPROVED | 2021-10-05 |
| CA | RA | APPROVED | 2021-09-24 |
Branch Locations
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
4332 Cerritos Avenue Suite #102, Los Alamitos, CA 90720 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Npb Financial Group, Llc | Los Alamitos | CA | 04/2010 | 09/2021 |
| David J. Peters Fiancial Services Inc. | Los Alamitos | CA | 08/1998 | Present |
| Peters Investment Management, Inc. | Los Alamitos | CA | 03/2010 | 07/2025 |
| Peters Investment Management, Inc. | Los Alamitos | CA | 09/2020 | 07/2025 |
| Centaurus Financial, Inc. | Anaheim | CA | 09/2021 | Present |
1.PETERS INVESTMENT MANAGEMENT, INC. NON-INVESTMENT RELATED, LOS ALAMITOS, CA, OWNER, FOR BRANDING PURPOSES ONLY. 2.PRESIDENT, DAVID J. PETERS INSURANCE SERVICES, 4332 CERRITOS, AVE., SUITE #102, LOS ALAMITOS, CA 90720. NON INVESTMENT RELATED SINCE 2013 AND I SPEND APPROX. 10 HOURS PER MONTH ON THIS ACTIVITY. INSURANCE SALES, LIFE INSURANCE, HEALTH, DISABILITY, LTC, FIXED ANNUITIES AND IMMEDIATE ANNUIITES. 3. PETERS INVESTMENT MANAGEMENT INC. POSITION: President NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 03/01/2010 ADDRESS: 4332 Cerritos Ave., Suite 102, Los Alamitos CA 90720, United States DESCRIPTION: This is my DBA. RIA closed in 2025.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-08 |
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