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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
208 Bonnet Street, Manchester Center, VT 05255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Worcester | MA | 05/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 331 GROVE ST; WORCESTER; MA; 1605; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/1/2015; 10; 10; SALES OF FIXED INSURANCE PRODUCTS| 2) NAME OF ENTITY: Archstone Financial; Yes; 330 GROVE ST; WORCESTER; MA; 1605; Financial Services/DBA; Partner / Investment Advisor; 5/1/2015; 160; 160; Sale of fixed insurance, securities, and investment products.| 3) NAME OF OTHER BUSINESS: GATEHOUSE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: CONSULTING, FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-09 |
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