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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | Yorktown | IN | 10/2016 | 06/2024 |
| Securities America Advisors | Yorktown | IN | 12/2016 | 06/2024 |
| Osaic Wealth, Inc. | Yorktown | IN | 06/2024 | Present |
| Osaic Wealth, Inc. | Yorktown | IN | 06/2024 | Present |
**L&M GROUP POSITION: Insurance sales and service NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/05/2016 ADDRESS: 601 S. Inverness Lane, Yorktown IN 47396 **L&M Wealth Management - DBA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-09 |
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