Richard Deboth Gibson

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 06/2024
  Securities America Inc.
  Yorktown, IN
• 12/2016 → 06/2024
  Securities America Advisors
  Yorktown, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Yorktown, IN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Yorktown, IN

Previous Registrations

• 2021-04-27 → 2024-06-14
  Securities America Advisors, Inc.
  Amherst, NY
  Yorktown, IN

Other Businesses

**L&M GROUP POSITION: Insurance sales and service NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/05/2016 ADDRESS: 601 S. Inverness Lane, Yorktown IN 47396 **L&M Wealth Management - DBA

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-12-03
• S63 Uniform Securities Agent State Law Examination
  1999-12-09

Other Names

• Rick Gibson