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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-07-05 |
Branch Locations
610 West Pine St. Suite 3, Hattiesburg, MS 39401 • United States
633 Delmas Ave. Suite B, Pascagoula, MS 39567 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Financial Services Inc | Pascagoula | MS | 07/2009 | 07/2023 |
| Sterne Agee Financial Services Inc | Pascagoula | MS | 07/2009 | 07/2023 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 06/2016 | 07/2023 |
| Lpl Financial Llc | Pascagoula | MS | 07/2023 | Present |
1) 06/2023 - REYNOLDS - BRADSHAW & ASSOCIATES / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 06/2023 - MS CFS / Non-Variable Insurance / Inv. Related / Pascagoula, MS / Start date 06/01/1998 - Hrs per month 1/2 3) 06/2023 - MS CFS, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Pascagiula, MS / Start date 06/01/1998 - 30 hrs per month 4) 06/2023 - Radio Broadcasting / Outside/W-2 Employment / Not Investment Related / Pascagiula, MS - Start date 09/23/2023 - 5) 06/2023 - MiMIC Mississippi Management Investment Company / Real Estate Rental / Investment Related / Pascagoula, MS - start date - 06/03/2021 6) 06/2023 - WWR, LLC / Business Entity / Not Investment Related / Pascaoual, MS - Start date 05/02/2023 -
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-21 |
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