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Kathryn Mary Humphries

Northwest Administrators Inc

Seattle, WA

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Current Employers
Northwest Administrators Inc

2323 Eastlake Ave East Suite 400, Seattle, WA 98102-3305 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2017-03-23
  • WA RA
    APPROVED
    Since 2017-03-23

Branch Locations

2323 Eastlake Ave East Suite 400, Seattle, WA 98102-3305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Seattle WA 09/2013 Present
Princor Financial Services Corporation Seattle WA 09/2013 Present
  • 09/2013 → Present
    Principal Life Insurance Company
    Seattle, WA
  • 09/2013 → Present
    Princor Financial Services Corporation
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-05-14
S63 Uniform Securities Agent State Law Examination 1999-11-13
  • S65 Uniform Investment Adviser Law Examination
    2014-05-14
  • S63 Uniform Securities Agent State Law Examination
    1999-11-13
Other Names
  • Katy Humphries

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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