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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-21 |
| WA | RA | APPROVED | 2021-04-21 |
Branch Locations
600 5Th Ave. S, Ste. 107, Seattle, WA 98104 • United States
401 23Rd Ave. S, Seattle, WA 98144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Seattle | WA | 08/2015 | 04/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 08/2015 | 04/2021 |
| Jp Morgan Chase Bank, N.A. | Seattle | WA | 04/2021 | Present |
| : J.P. Morgan Securities Llc | Seattle | WA | 04/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-21 |
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