Nathan Scott Pugliese

Current Employers

Employment History

• 09/2005 → 07/2019
  Ameriprise Financial Services, Inc.
  Florham Park, NJ
• 07/2019 → 10/2021
  Summit Financial, Llc
  Parsippany, NJ
• 07/2019 → 10/2021
  Summit Risk Management, Llc
  Parsippany, NJ
• 07/2021 → 10/2021
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2021 → 06/2025
  Lpl Financial Llc
  Parsippany, NJ
• 10/2021 → Present
  Wealth Enhancement Group
  Parsippany, NJ
• 10/2021 → Present
  Wealth Ehnancement Advisory Services
  Parsippany, NJ
• 10/2021 → Present
  Wealth Enhancement Brokerage Services
  Parsippany, NJ

Previous Registrations

• 2019-09-10 → 2021-10-22
  Summit Financial, Llc
  Parsippany, NJ
• 1998-09-01 → 2019-07-26
  Ameriprise Financial Services, Llc
  Bedminster, NJ
  Florham Park, NJ
  Marlton, NJ
  Rumson, NJ
  Wilmington, DE
  Red Bank, NJ

Other Businesses

1)10/22/2021 - Real Estate Rental - Owner - Inv Rel - 700 1ST ST 9F, HOBOKEN, NJ 07030 - Start: 08/2015 - 1 Hr/Mth 2) 11/5 2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 10/25/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3) Wealth Enhancement Group - Non-Investment Related - Parsippany, NJ - Fixed Insurance - SVP - Start Date: 10/2025 - 12 Hours Spent Per Month, 12 Hours Spent During Trading Hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-28
• S65 Uniform Investment Adviser Law Examination
  1998-08-07

Designations

Other Names

• Nate Pugliese