Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-07
OH RA APPROVED 2006-08-21
  • TX RA
    APPROVED_RES
    Since 2006-09-07
  • OH RA
    APPROVED
    Since 2006-08-21

Branch Locations

4137 Boardman Canfield Rd, Canfield, OH 44406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canfield OH 08/2006 Present
Bank Of America,Na Canfield OH 12/2009 Present
Previous Registrations
Other Businesses

I*73048For profit or not for profit: Non-Profit OrganizationName of outside business organization: Magic of MichaelInvestment related: NAddress of business:North Lima, Ohio 44452Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 7/1/2014Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I recently had a client/friend, pass away from a horrible [redacted] that also took his brother's life in 1993. To say was an avid baseball fan is an understatement. We want to start a foundation in honor of the boys.I*2571For profit or not for profit: Name of outside business organization: No business nameInvestment related: Address of business:Pawleys Island, South Carolina 29585Nature of business: , rental propertyPosition, title, association: , Start date of relationship: 40716Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*3159266 Entity Type: N/A Name of OBA: R M Address: poland, Ohio, 44514 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/11/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-30
S63 Uniform Securities Agent State Law Examination 1999-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-30
  • S63 Uniform Securities Agent State Law Examination
    1999-09-16
Other Names
  • Daniel J Memo
  • Daniel J. C. Memo

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Canfield, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor