Daniel J Memo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Canfield, OH
• 12/2009 → Present
  Bank Of America,Na
  Canfield, OH

Previous Registrations

• 1999-12-07 → 2006-08-25
  Citigroup Global Markets Inc.
  Canfield, OH
  Canfield, OH

Other Businesses

I*73048For profit or not for profit: Non-Profit OrganizationName of outside business organization: Magic of MichaelInvestment related: NAddress of business:North Lima, Ohio 44452Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 7/1/2014Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I recently had a client/friend, pass away from a horrible [redacted] that also took his brother's life in 1993. To say was an avid baseball fan is an understatement. We want to start a foundation in honor of the boys.I*2571For profit or not for profit: Name of outside business organization: No business nameInvestment related: Address of business:Pawleys Island, South Carolina 29585Nature of business: , rental propertyPosition, title, association: , Start date of relationship: 40716Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*3159266 Entity Type: N/A Name of OBA: R M Address: poland, Ohio, 44514 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/11/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-30
• S63 Uniform Securities Agent State Law Examination
  1999-09-16

Other Names

• Daniel J Memo
• Daniel J. C. Memo