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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-07 |
| OH | RA | APPROVED | 2006-08-21 |
Branch Locations
4137 Boardman Canfield Rd, Canfield, OH 44406 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Canfield | OH | 08/2006 | Present |
| Bank Of America,Na | Canfield | OH | 12/2009 | Present |
I*73048For profit or not for profit: Non-Profit OrganizationName of outside business organization: Magic of MichaelInvestment related: NAddress of business:North Lima, Ohio 44452Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 7/1/2014Number of hours devoted: 15 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I recently had a client/friend, pass away from a horrible [redacted] that also took his brother's life in 1993. To say was an avid baseball fan is an understatement. We want to start a foundation in honor of the boys.I*2571For profit or not for profit: Name of outside business organization: No business nameInvestment related: Address of business:Pawleys Island, South Carolina 29585Nature of business: , rental propertyPosition, title, association: , Start date of relationship: 40716Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties: I*3159266 Entity Type: N/A Name of OBA: R M Address: poland, Ohio, 44514 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 11/11/2025 Number of Hours: 0, Yearly Number of Hours during trading: 0, Yearly Duties: Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-16 |
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