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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-26
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2023-01-26
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

88 Froehlich Farm Blvd Suite 320, Woodbury, NY 11797 • United States

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Garden City NY 10/2001 09/2019
Park Avenue Securities Llc Garden City NY 08/2002 09/2019
Massmutual Life Insurance Co Woodbury NY 09/2019 Present
Mml Investors Services, Llc Woodbury NY 10/2019 Present
  • 10/2001 → 09/2019
    Guardian Life Insurance Company
    Garden City, NY
  • 08/2002 → 09/2019
    Park Avenue Securities Llc
    Garden City, NY
  • 09/2019 → Present
    Massmutual Life Insurance Co
    Woodbury, NY
  • 10/2019 → Present
    Woodbury, NY
Other Businesses

(1) Name: Samantha Clark Inv Rel: Y Address: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY, 11797 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 10/02/2019 Hrs/Mo: 1 Sec Hrs/Mo: 1 Duties: Individual Life, Health, Group Life & Group Health. (2) Name: 4563 Union Road, LLC Inv Rel: Y Address: At residential address Nature: Simple Rental Property Position: Start date: 12/15/2011 Hrs/Mo: 1 Sec Hrs/Mo: 0 Duties: Manage Tenants. (3) Name: American Heart Association Inv Rel: N Add: 125 East Bethpage Rd, Ste 100, Plainview, NY 11803 Nature: Health Position: Board Member Start Date: 11/15/2022 No Hrs/Mo: 1 No/Hrs Mo dur trading: 0 Describe Duties: 5 meetings per year. (4) Name: Center for Wealth Planning, LLC Inv Rel: Y Add: 88 Froehlich Farm Blvd, Suite 320, Woodbury, NY 11797 Nature: General Agency for MassMutual Position: Owner of LLC used for financial services business Start Date: 01/01/2025 No/Hrs Mo: 200 No/Hrs Mo dur trading: 200 Describe Duties: Recruit, train, develop, retain productive financial advisors and responsible for leading team of associates. (5) Name: Clarney Holdings, LLC Inv Rel: Y Add: Residential Address Nature: Rental Property Position: Owner of LLC for Rental Property Start Date: 08/06/2025 No Hrs/Mo: 1 No/Hrs Mo dur trading: 0 Describe Duties: Own rental property, approve property management.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-11-01
  • S63 Uniform Securities Agent State Law Examination
    2002-11-01
Other Names
  • Samantha Stephens

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