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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-09-26 |
| PA | RA | APPROVED | 2003-06-24 |
| DE | RA | APPROVED | 1998-10-19 |
Branch Locations
1 Righter Pkwy Ste 250, Wilmington, DE 19803-1534 • United States
Aston, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Wilmington | DE | 06/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Wilmington | DE | 03/2020 | Present |
Business Ownership; Brandywine Alliance, LLC; ; Purpose of the this business is to lease office space for my Ameriprise Financial, practice, Betz & Associates.; 1 Righter Parkway, Suite 250, Wilmington, DE 19803, ,; ; 01/24/2012; 1 to 9 hours per month; / JEB Productions; Live music performance; Separate company established for proper specification and accounting of non-financial services rendered and received. Service pertaining to professional live performances; 2 Venuti Dr, , Aston, PA, 19014; Not Investment-Related; 12/19/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-10-15 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-08 |
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