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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-24 |
| NY | RA | APPROVED | 2022-02-01 |
| NJ | RA | APPROVED | 2010-02-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Brooklyn | NY | 02/2010 | Present |
RENTAL PROPERTY, INV RELATED, NEW YORK, NY, 50% OWNERSHIP, START: 8/2012, 0 HOURS, DUTIES: LANDLORD. BAY GROUP ADVISORS; NOT INVESTMENT RELATED; BROOKLYN,NY; SUPPORT STAFF; START DATE 03/25/2020; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; LIMITED CHECK WRITING ABILITIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
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