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Brad Kenneth Heindel

46 Peaks Investment Advisory Group

Newtown, PA

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Current Employers
46 Peaks Investment Advisory Group

760 Newtown Yardley Road Suite 114, Newtown, PA 18940 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-09
PA RA APPROVED 2020-02-14
  • TX RA
    APPROVED
    Since 2022-09-09
  • PA RA
    APPROVED
    Since 2020-02-14

Branch Locations

760 Newtown Yardley Road Suite 114, Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kb Financial Partners, Llc Princeton NJ 02/2012 02/2020
M Holding Securities, Inc. Portland OR 02/2012 02/2020
46 Peaks Investment Advisory Group Newtown PA 02/2020 Present
  • 02/2012 → 02/2020
    Kb Financial Partners, Llc
    Princeton, NJ
  • 02/2012 → 02/2020
    M Holding Securities, Inc.
    Portland, OR
  • 02/2020 → Present
    46 Peaks Investment Advisory Group
    Newtown, PA
Previous Registrations
  • 2005-04-21 → 2020-03-04
    Kb Financial Partners, Llc
    Princeton, NJ
    Princeton, NJ
  • 2005-05-02 → 2012-04-12
    Equitable Advisors, Llc
    Princeton, NJ
    Marlton, NJ
  • 2004-03-30 → 2005-03-31
    Morgan Stanley Dw Inc.
    Lawrencevill, NJ
  • 2003-07-03 → 2004-01-30
    Smh Capital Advisors Llc
    Exton, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-06
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    2003-06-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Designations

View on SEC IAPD

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