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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-06-29
  • MN RA
    APPROVED
    Since 2023-06-29

Branch Locations

110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States

Plymouth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 03/2008 06/2019
Unemployed Plymouth MN 07/2019 01/2021
Advisornet Financial, Dba Advisornet Wealth Partners Minneapolis MN 01/2021 Present
Cetera Wealth Services, Llc El Segundo CA 03/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/2008 → 06/2019
    Minneapolis, MN
  • 07/2019 → 01/2021
    Unemployed
    Plymouth, MN
  • 01/2021 → Present
    Advisornet Financial, Dba Advisornet Wealth Partners
    Minneapolis, MN
  • 03/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL, DBA ADVISORNET WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-13
S63 Uniform Securities Agent State Law Examination 1999-09-20
  • S65 Uniform Investment Adviser Law Examination
    2005-12-13
  • S63 Uniform Securities Agent State Law Examination
    1999-09-20
Other Names
  • Steve Corless

View on SEC IAPD

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