Best Investors
Account
Sign in
Best Investors
Account
Sign in
Mequon, WI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-03-21 |
| PA | RA | APPROVED | 2024-01-21 |
Branch Locations
101 Bradford Road Suite 310, Wexford, PA 15090 • United States
Mequon, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Education Technologies | Troy | MI | 01/2001 | 04/2018 |
| Self Employed | Wexford | PA | 05/2018 | Present |
| Premier College Planning | Wexford | PA | 06/2016 | 06/2020 |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2018 | 01/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 01/2024 |
| Gallatin Financial Advisors, Llc | Milwaukee | WI | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/2018 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-11-12 |
| S65 | Uniform Investment Adviser Law Examination | 2018-07-26 |
Reach out to this advisor